The Core: Practical Advisers Act Compliance for the Private Fund Adviser

LLC Beginner’s Step-by-Step Guide: The Simplest Guide to Start, Manage, and Grow a Successful Limited Liability Company. With Smart Tax Strategies, Expert Insights, and Essential Legal Instructions

Financial Freedom: Guide For Private Investors

Series 63 Exam Success: Five Practice Exams with Explanations (Series 63, 65, and 66)

Dark Pools: The rise of A.I. trading machines and the looming threat to Wall Street

Examples & Explanations for Securities Regulation (Examples & Explanations Series)

Selling Hope, Selling Risk: Corporations, Wall Street, and the Dilemmas of Investor Protection

Securities Regulation in a Nutshell (Nutshells)

Broker-Dealer Regulation in a Nutshell (Nutshells)

The Transformation of Wall Street, Third Edition (A History of the Securities and Exchange Commission and Modern Corporate Finance)

The New Stock Market: Law, Economics, and Policy

Introduction to Security

Surviving a Stalker: Stay Safe. Get Help. Reclaim Your Life.

How to Steal A Lot of Money -- Legally: Clueless Crooks Go to Jail, Savvy Swindlers Go to Vail

The Rise and Fall of Samuel Bankman-Fried (SBF): How a 30-year-old Burned $30 Billion in 48 Hours

Securities Regulation: Cases and Materials (Aspen Casebook Series)

Private Equity Compliance: Analyzing Conflicts, Fees, and Risks (Wiley Finance)

Gatekeepers: The Role of the Professions and Corporate Governance (Clarendon Lectures in Management Studies)

Contemporary Security Management

Strategic Intelligence for the 21st Century: The Mosaic Method

SIE Exam Prep: The Ultimate Study Guide for Securities Industry Professionals In-Depth Coverage of Regulations, Products, and Markets with 299+ Practice Questions

Securities Litigation and Enforcement in a Nutshell (Nutshells)

Understanding Securities Law, Seventh Edition (Carolina Aademic Press Understanding)

Darkness by Design: The Hidden Power in Global Capital Markets

How to Analyze People: The Complete Guide to Human Psychology, Body Language, Personality Types and Speed Reading Anyone

Investment Management Regulation: An Introduction to Principles and Practice